Chapter 3

The Issue of Security Assurances and the NPT

In return for their pledge under the NPT to not develop nuclear weapons, non-nuclear-weapon states, in particular the "non-aligned" states (those states not part of Cold War security alliances), sought guarantees to protect themselves from becoming victims of the possible use or threat of use of nuclear weapons. Although NNWS pushed for security assurances to be covered by the NPT, three of the five nuclear-weapon states - the Soviet Union, United Kingdom, and United States - insisted that the matter should be pursued "in the context of action relating to the United Nations, outside the treaty itself but in close conjunction with it."  Ultimately, the NNWS agreed to let the issue of security assurances be addressed by the UN Security Council and the protocols to NWFZ treaties.

In 1968, the UN Security Council adopted Resolution 255  which recognized that the Security Council would act immediately to provide assistance to a NNWS state that was victim to an act of aggression with nuclear weapons or object of threat of such aggression. This commitment, termed a positive security assurance, was offered as an incentive for NNWS to join the NPT. Although the NNWS welcomed this commitment, the non-aligned states continued to argue for legally binding negative security assurances during the NPT negotiations. 

After the NPT was signed and entered into force, the NWS were slow to offer negative security assurances. At the first United Nations Special Session on Disarmament (UNSSOD-1) in 1978, China, France, the Soviet Union, United Kingdom, and United States all issued unilateral statements on negative security assurances, but only China offered these assurances unconditionally. More recently, in 1995, UN Security Council Resolution 984 formally acknowledged the commitments of the NWS with regards to providing NNWS negative security assurances, but the resolution did not address the need for legally binding guarantees. Although several proposals have been made for including legally binding negative security assurances as a protocol to the NPT, no progress toward agreement has been made.

While these assurances are not covered by the NPT, the existing NWFZ treaties includes protocols which obligate the nuclear-weapon states to give negative security assurances to states in the zone of application.  Obtaining a security guarantee that they will not to be attacked by nuclear-weapon states with a nuclear weapon can be a major benefit for NWFZ member states.  However, not all NWFZ protocols regarding these negative security assurances have been ratified by all NWS, and some NWS reserve the right to use nuclear weapons against NNWS if attacked by other non-conventional forces.

 

Chapter 3, page 2 of 2

This material is produced independently for NTI by the Center for Nonproliferation Studies at the Monterey Institute of International Studies and does not necessarily reflect the opinions of and has not been independently verified by NTI or its directors, officers, employees, agents.
Copyright © 2005 by MIIS.