Chapter 7

Security Assurances

Under a protocol to each NWFZ treaty, nuclear weapon states are prohibited from using or threatening to use nuclear weapons against the countries inside the zone. Obtaining a security guarantee that they will not to be attacked by nuclear weapon states with a nuclear weapon is a major benefit for NWFZ member states. From the beginning of NPT negotiations, security assurances have been discussed between nuclear weapon states and non-nuclear weapon states. However, the NPT does not provide such security guarantees. The desire by the NNWS not to be threatened by nuclear weapons did, however, lead to the inclusion of a disarmament component in the treaty, namely Article VI.

There are two kinds of security assurances: positive security assurances and negative security assurances. Positive security assurances were adopted by the UN Security Council as Resolution 255 in 1968. This resolution recognized that the Security Council "would have to act immediately to provide assistance, in accordance with their obligations under the United Nations Charter," to a state victim of an act of nuclear weapons aggression or object of a threat of such aggression. Although this commitment was welcomed by the NNWS, the non-aligned states expressed the need during the negotiations of the NPT for a legally binding commitment by NWS not to use nuclear weapons against NNWS. These commitments are referred to as "negative security assurances."

All nuclear weapon states have made several formal pledges not to threaten to use or use nuclear weapons against non-nuclear weapon states parties to the NPT. However, with the exception of China, the pledges were all qualified. The United States, for example, has reserved the right to use nuclear weapons against a NPT NNWS if that state attacks the United States or its allies in concert with or in alliance with a nuclear weapon state. UN Security Council Resolution 984, adopted in 1995, formally acknowledged the commitments of the NWS on negative security assurances, but did not address the demand by NNWS for legally binding assurances.

With regard to negative security assurances protocols to the existing NWFZ, nuclear weapon states have not signed or ratified some protocols. Protocol I to the Pelindaba Treaty, prohibiting NWS from using or threatening to use a nuclear explosive device against member states to the treaty, has been signed by all the NWS. However, the United States and Russia have not ratified it yet. After signing the protocol in April 1996, a U.S. official stated that signing the protocol "will not limit options available to the United States in response to an attack by a treaty party using weapons of mass destruction." By making this statement, the United States indicated that it would reserve the right to use a nuclear weapon in response to WMD attacks by member states of the NWFZ. Statements by Russia and other NWS, with the exception of China, also indicate the possibility of using nuclear weapons in response to WMD attack.

 

Chapter 7, page 3 of 5

This material is produced independently for NTI by the Center for Nonproliferation Studies at the Monterey Institute of International Studies and does not necessarily reflect the opinions of and has not been independently verified by NTI or its directors, officers, employees, agents.
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